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associate-operational risk in Mumbai

mumbai, maharashtra
Corporate & Commercial Banking
position type
reference number
randstad india
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job description

Operations Risk Management (ORM)
� Risk & Control Self Assessment
o Control Design & Evaluation
o Process Flows Documentation (Visio)
o Reviewing Procedures and Substantiation Methods
o Control Operation Effectiveness Testing
o Testing of controls as per corporate timelines
o Updating test results in the Corporate ORM tool
� Sarbanes Oxley (SOX) compliance
o Scoping of SOX controls to be tested
o SOX Management Testing & Documentation
� Process Risk Reviews and Review of Internal Controls
� Track & Publish Risk Metrics & Scorecards
� Ensuring compliance with various JPMC control policies (Consecutive Leave Policy, Record Retention Policy, GLRS policy, Funds Transfer Policy etc.)
� Projects and Initiatives on Risk & Control Awareness
� Review & remediation of high-risk manual processes
� Follow-up on open issues & exceptions for remediation & closure
� Drive general awareness and provide trainings around risk & controls
� Coordinate Audits
� Working in partnership with local, regional & global stakeholders

Business Continuity Planning (BCP) & Crisis Management:
� Business Impact Analysis (i.e. Criticality Assessment)
� Business Contingency Planning (BCP) and documentation
� Annual review & sign-off of BCP strategy & BCP documents
� BCP testing (in-country & out-of-country)
� Track & Publish BCP scorecards/metrics
� Work on remediation of BCP issues
� Ensure timely completion of all projects & initiatives on BCP
� Provide support during crisis incidents to ensure minimum business impact

Information Risk Management (IRM)
� Controls on User Tools (UTs) including Spreadsheet Controls
� User / Infrastructure level IT controls
� IT Risk Scorecard / metrics to track open IT risk items
� Follow-up with users for remediation of open IT risk items
� Drive general awareness around IT Risk & Security
� Participate in meetings related to technology projects to cover risk & control points

?Leading Investment Bank

Client Introduction
Leading Investment Bank in Mumbai


Skill sets
� Should be able to work independently as an Individual Contributor
� Be the first line of defense and support the business function in ongoing risk & control agenda
� Act as a trusted business advisor and be able to provide management assurance on the reasonableness of internal controls
� Excellent Client Partnership and Stakeholder Management and be able to face Senior Management personnel with confidence and determination
� Strong control mindset with an aptitude to identify & assess operational risk issues
� Keen eye for details and ability to identify control gaps. Good auditing and review skills
� Sound communication and negotiating skills along with Excellent Client Partnership skills
� Reasonably good Excel and Power-point skills
� Able to grasp/learn new concepts, policies and procedures quickly
� Should be a self starter and carry a proactive & positive approach
� Ability to multi-task and capable of delivering on multiple priorities
� Ability to understand the risk impacts of technology change projects
� Ability to work under pressure and make accurate decisions in stressful situations


Chartered Accountant with 4 plus years/ MBA with 6 plus years/ MCom or Bcom with 10 plus years of post qualification experience in Operational Risk, Business Contingency Planning (BCP) and/or Information Risk.

Experience in Governance, Risk Management & Compliance (GRC), Risk & Control Self Assessment (RCSA), SOX management testing, Internal Audits, Process Risk Reviews, Business Contingency Planning (BCP), Information Risk Management (IRM), etc.

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