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avp compliance investment banking in Delhi

delhi, delhi
Investment Banking
position type
reference number
randstad india
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job description

?? Financial Modeling - Development of business through aggressive pitch in the Capital markets.

? Pitch due diligence as per SEBI regulations

? responsible for role of business and regulatory compliances as required by SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities.

? Establishing, implementing and managing day to day regulatory compliance and other compliance framework.

? Providing Compliance advice to the business.

? Handling BSE, NSE & SEBI Inspection & audit

? Co-coordinating with exchanges for any compliance related issues.

? Actively involved with origination to execution of the mandate by closely working with deal team members and prioritizing efforts to meet project deadlines;

?PF, Gratuity,

Client Introduction
?Investment arm of a leading public sector bank.


?"SEBI Compliance","capital market","equity market","compliance manager","financial modeling"


?: Min. 6 years experience in Equity Capital Market with minimum 3-5 years as Compliance Officer in renowned organization engaged in the business of Merchant Banking activity.
Education: CA/ CS/ LLB
? Excellent Communication Skills

? Decision-making ability

apply now