avp compliance investment banking in Delhi
?? Financial Modeling - Development of business through aggressive pitch in the Capital markets.
? Pitch due diligence as per SEBI regulations
? responsible for role of business and regulatory compliances as required by SEBI, NSE, BSE, clients/stakeholders and other regulatory authorities.
? Establishing, implementing and managing day to day regulatory compliance and other compliance framework.
? Providing Compliance advice to the business.
? Handling BSE, NSE & SEBI Inspection & audit
? Co-coordinating with exchanges for any compliance related issues.
? Actively involved with origination to execution of the mandate by closely working with deal team members and prioritizing efforts to meet project deadlines;
?Investment arm of a leading public sector bank.
?"SEBI Compliance","capital market","equity market","compliance manager","financial modeling"
?: Min. 6 years experience in Equity Capital Market with minimum 3-5 years as Compliance Officer in renowned organization engaged in the business of Merchant Banking activity.
Education: CA/ CS/ LLB
? Excellent Communication Skills
? Decision-making ability