controls analyst sox in gurgaon

posted
contact
randstad india
position type
permanent
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posted
location
gurgaon, haryana
function
Information Technology
position type
permanent
experience
2-5
reference number
63252
contact
randstad india

job description

controls analyst sox in gurgaon

Role / Responsibilities: The ARC Senior Analyst is an experienced professional capable of assisting with the development, execution and continuous improvement of an integrated Financial & IT Risk Controls plan in accordance with Moody’s and departmental standards Maintains an understanding of the financial, operational, and technology processes, risks and controls related to Moody's business, specifically for the area under review. Understands team objectives and cooperates and collaborates with others to achieve them. Manages SOX lifecycle, including scoping, documentation, tests of design and effectiveness, reporting Validate operating effectiveness of SOX controls and delivering a quality work product, free of errors and on time. Develop test steps for the area under review commensurate with the nature of risk and risk levels. Performs detailed reviews of the tests/audits conducted by the team Proactively identify and monitor process and system changes, and other areas of change that have a direct impact on the company's financial statements and related disclosures Assists in developing or supporting other deliverables i.e. local/regional regulators requests, board materials Support improvements relating to internal controls within accounting and finance, and/or corporate systems, and consult on internal controls during the implementation of new IT systems; Maintain repository of documentation, testing evidence, and internal policies, and provide summary status reporting and presentation to business units and management Performs a root cause analysis and impact assessment on the issues identified during course of testing/audit in accordance with a framework designed Understands the processes/controls under review and uses critical thinking to ensure that identified risks are appropriately mitigated by management procedures Demonstrates ability to outline facts around potential issues and discuss internally and with stakeholders. Proactively develops appropriate initial resolutions to obstacles to be discussed with project sponsor Develops and maintain good working relations with stakeholders and external auditors Interact with management at various levels regarding internal controls, issues and the project Demonstrates ability to delegate work effectively and take ownership/ accountability Manages multiple and often conflicting priorities tasks in a Global Environment Drive improvements & Identifies for enhancing delivery by applying analysis, business intelligence, and problem-solving techniques Continuously expands knowledge of data analytics and use of technology to enhance audit testing, identify opportunities for continuous monitoring and repeatable test plans. Capable of performing intermediate level data analytics functions within Excel or equivalent applications (e.g. Access, Tableau, ACL), and leverages, contributes, and improves the data analytics library. Maintains curiosity and exercises professional skepticism Coach team members to enhance their competence and professional development.  Qualifications: CA, CPA or equivalent professional qualification is a must CISA, CIA as additional qualification will be preferred. 4-6 years of experience in a Big 4 Accounting firm and/or a global financial service organization. Understanding of ITGC, C&A testing of Reports & interfaces ERP Controls testing experience will be an added advantage SOC1 Review and Evaluation Knowledge of internal controls, internal controls framework and risk standards (e.g. COSO, ISO, NIST etc.), Sarbanes Oxley Act, GAAP and financial systems and related technology. Awareness of regulations pertaining to financial services industry. Proficiency in Microsoft Office suite and other Automation tools like Tableau, Altryx or similar. Ability to work both independently and as a member of a team in a fast paced environment and handle multiple tasks simultaneously. An ideal candidate should be innovative, result oriented and should be able to demonstrate strong communication, interpersonal, persuasion, team management, project management

skills

SOX, Risk Control, control analyst, sox testing

qualification

Any