fs advisory.

 Assisting in the preparation of engagement planning memorandum. 
 Identifying and evaluating key risks and contributing to establishing engagement scope
based on client’s requirements. 
 Assessing applicable regulatory environment and impact of key regulations from RBI, SEBI,
IRDAI on the client’s processes
 Leading walkthrough meetings and discussions with the purpose of developing test
programs/ working papers and identifying control issues.
 Executing engagements in line with test programs and within time budgets and leading
certain aspects of audits/reviews.
 Appropriately assessing potential findings for significance.
 Able to assess practices being followed by peers and identifying recommendations based on
such leading practices
 Drafting reports; writing clear and concise findings
 Review work done by sub-ordinates (if any) and provide qualitative inputs before
submission of deliverables to seniors/client (as the case may be)
 Communicating findings/ gaps to the project manager and client management; assist with
negotiating finalization of issues with senior client management.
 Track implementation of recommended processes designed to strengthen internal controls.
 Developing strong working relationship with clients
Skills/Qualification Requirements 
 Having at least 2 years of experience in financial services, with a preference for those with
experience of auditing banking treasury, credit, trade finance, insurance and NBFCs
 Working knowledge of the financial services regulatory environment with an emphasis on
Compliance activities and rules and regulations pertaining to RBI, SEBI, IRDAI
 Understands the business and operational risks associated with banking, NBFC, Insurance
companies
 Understanding of financial risks – credit risk, market risk, liquidity risk, operational risk
 CA, CFA, FRM, MBA or Post Graduate degree preferred.
 Big 4 experience preferred.
 Good with Excel, word, and PowerPoint use.
 Strong analytical skills. Able to process information quickly.  
 Motivated and a self-starter
 Good interpersonal and communication skills.
 Proven ability to manage projects.
 Ability to manage work assignments with deadlines, while multi-tasking