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manager - compliance & legal.

job details

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    job details
    Dear Candidates , The Role is for a MNC top ranked banking client and the role relates to Compliance position with AMC experience. 

    Job Profile :

    • Regulatory Compliance
    • MIS Reporting to Board of Trustees & AMC
    • Regulatory Reporting on behalf of the AMC and Trustees
    • Resolving Compliance related issues with department/ Official concerned
    • Registration / Renewal of licenses with Regulatory Authority
    • Handling Internal and Statutory audit requirements pertaining to the function and supporting the Compliance officer in handling SEBI Inspection
    • Streamlining processes and documents as per compliance requirements
    • Legal work covering drafting/perusing of various Agreements, documents, Investor Complaints and Arbitrations, etc.
    • Organizational Level training on Compliance requirements
    • Adhering to various Regulatory requirements
    • Reviewing Marketing materials
    • Monitoring of PMLA requirements
    • Internal customers (Whole Organisation)
    • External customers (SEBI, Lawyers, Auditors etc)

        Candidate Profile :

          We are looking for a CA /CS /LLB with:

    • An excellent academic background
    • Good communication skills
    • Drive, passion
    • In depth understanding of Mutual fund
    • A right blend of patience & aggression
    • High degree of orientation of structure and processes

         Desired Competencies :

    • Communication, Teambuilding, Managing Change, Problem Solving, Conflict Management, Motivation, interpersonal and persuasive skills, sound knowledge of numbers and eye for detail, sound Knowledge of technology.
    Please apply if the role suits you well.
    Dear Candidates , The Role is for a MNC top ranked banking client and the role relates to Compliance position with AMC experience. 

    Job Profile :

    • Regulatory Compliance
    • MIS Reporting to Board of Trustees & AMC
    • Regulatory Reporting on behalf of the AMC and Trustees
    • Resolving Compliance related issues with department/ Official concerned
    • Registration / Renewal of licenses with Regulatory Authority
    • Handling Internal and Statutory audit requirements pertaining to the function and supporting the Compliance officer in handling SEBI Inspection
    • Streamlining processes and documents as per compliance requirements
    • Legal work covering drafting/perusing of various Agreements, documents, Investor Complaints and Arbitrations, etc.
    • Organizational Level training on Compliance requirements
    • Adhering to various Regulatory requirements
    • Reviewing Marketing materials
    • Monitoring of PMLA requirements
    • Internal customers (Whole Organisation)
    • External customers (SEBI, Lawyers, Auditors etc)

        Candidate Profile :

          We are looking for a CA /CS /LLB with:

    • An excellent academic background
    • Good communication skills
    • Drive, passion
    • In depth understanding of Mutual fund
    • A right blend of patience & aggression
    • High degree of orientation of structure and processes

         Desired Competencies :

    • Communication, Teambuilding, Managing Change, Problem Solving, Conflict Management, Motivation, interpersonal and persuasive skills, sound knowledge of numbers and eye for detail, sound Knowledge of technology.
    Please apply if the role suits you well.