portfolio compliance monitoring in gurgaon

posted
contact
randstad india
position type
permanent
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posted
location
gurgaon, haryana
function
Other
position type
permanent
experience
6-10
reference number
63841
contact
randstad india

job description

portfolio compliance monitoring in gurgaon

Key Responsibilities

 

Conducting daily Portfoilio Compliance monitoring activities (i.e. investment restrictions monitoring, setting up limits in the system, etc.) of the Private Credit business;

Ensuring that all applicable restrictions and guidelines of the Private Credit business are accurately set-up in the Compliance Monitoring system.

Ensure that the monitoring programme is revised and expanded as the activities of the Private Credit business expands, with further asset classes introduced;

Work closely with the Private Credit business to ensure that Investment Compliance is aware of planned developments within the business;

Work with the General Counsel technology team, and other relevant teams, to ensure that appropriate automated Compliance monitoring reports are built;

Prepare and contribute to Compliance reporting on the Investment Compliance monitoring activities;

Stay up-to-date with current Compliance industry practices and regulation, to ensure that the Investment Compliance monitoring programme remains comprehensive and continues to meet regulatory expectations;

Demonstrate judgement that helps the business to balance commercial objectives, customer priorities, and regulatory commitments.

Develop effective working relationships with other functional areas for timely receipt of information required for the completion of tasks

Provide a high-quality timely service to internal and external customers

Assist in a range of other projects or tasks as may be required from time to time.

 

Experience and Qualifications Required

 

Proven track record of supporting and/or designing and delivering robust compliance oversight and assurance programs for private asset businesses;

Expert knowledge of various asset classes including private equity, private credit, alternatives, real estate, and derivatives;

Strong background in private fund formation as well as operational, and compliance matters;

Deep knowledge of the UK and European regulatory environment;

Effective communicator, able to build productive relationships;

Collaborative problem-solving against ambiguous, shifting and sometimes competing priorities.

skills

asset management, compliance monitoring, portfolio compliance, investment compliance

qualification

Any