senior analyst, compliance in bengaluru / bangalore

randstad india
position type
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bengaluru / bangalore
Banking & finance
position type
2 To 5
reference number
randstad india

job description

senior analyst, compliance in bengaluru / bangalore

?Ensuring staff compliance to the compliance manual at all times
- Conducting staff compliance audits periodically as per the compliance calendar and maintaining the breach
- Intimating the employees of their breach status and escalating it to the compliance head in case of a dispute
- Collecting evidence from the different process owners/ departments and validating their Self-audit
- Designingmonthly scores for such self-audit questionnaires and reporting to the compliance head for review
- Drafting SOPs and ensuring compliance to SOPs at all times
- Conducting Internal Audits across departments as per the audit calendar and preparing the draft audit report
- Preparing and maintaining the ATR (action taken report) and following-up with the process owners for closure
of ATR points
- Staying abreast of regulatory/ international laws and ensuring compliance at all times

Internal Benefits

Client Introduction
?TresVista is a leading provider of fundamental and data analytics to financial institutions and corporates
- Founded in late 2006 by former Wall Street investment bankers and private equity professionals
- Strength of over 500 people and growing its client and revenue base at 50%+
- Strong global client base - primarily private equity firms, investment banks, hedge funds, asset managers,
corporates, and family offices


Staff compliance,Internal Audit


Sound understanding of auditing/ compliance
- Strong eye for detail
- Good command overwritten and spoken English
- Ability to meet deadlines and good time management skills
- Proficiency with Excel and PowerPoint
- 2 - 3 years experience in Compliance/ Internal Audit role with consulting firms � upper mid-size/ BIG 4s or
with leading investment bankers, etc.
- Ability to work well under pressure with tight deadlines while delivering high quality output