senior executive - regulatory membership

Change in director’s details:
 Scrutinizing / processing of application for change in
director as per Exchange/SEBI norms.
 Screening for all the applications related to change
in director details, change in SHP/DPG, Directors
and Transfer of membership.
 Maintain records updating control sheet and follow
ups with member accordingly via mail and phone
calls. Change in shareholding/DPG pattern/change in
Constitution / Re-constitution of partnership firm:
 Scrutinizing / processing of shareholding/DPG
pattern constitution / Re-constitution/of partnership
firm.
 Keeping Records updating control sheet and follow
ups with member accordingly via mail and phone
calls

Change in Name of member entity and Change in
member office address:
 Scrutinizing / Processing applications as per norms
and updating SEBI Portal.
 Processing such applications without any errors
within prescribed TAT. Updating members Name
and address in CRM database as per members
request, updation to other department.

 

experience

2