Job description
We are seeking a highly motivated and detail-oriented professional for the role of Assistant Manager / Deputy Manager Listing Compliances. The incumbent will be responsible for managing the end-to-end listing process, ensuring regulatory compliance, developing policies and processes, and serving as the primary point of contact for regulators and key stakeholders.
Key Responsibilities:
- End-to-End Listing Process Management:
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Handle the complete lifecycle of listing new instruments, including coordination with internal teams and external stakeholders to ensure timely and compliant execution.
Regulatory Liaison:
Act as the Single Point of Contact (SPOC) for communication and coordination with regulatory bodies such as SEBI and other relevant authorities.Policy & Process Development:
Design, implement, and update policies and operational procedures related to listing and compliance to ensure alignment with evolving regulatory norms.Stakeholder Management:
Collaborate effectively with internal departments, issuers, members, and other external stakeholders to ensure smooth listing operations.Listing Operations Oversight:
Monitor and manage day-to-day listing activities, ensuring adherence to compliance requirements and operational efficiency.Regulatory Understanding:
Maintain a strong and updated knowledge of SEBI, stock exchange, and other relevant regulatory frameworks governing commodity and derivatives exchanges.Corporate Actions Handling:
Oversee the timely and accurate processing of corporate actions related to listed instruments.Documentation & Reporting:
Prepare and maintain high-quality documentation and reports for internal records, audit purposes, and regulatory submissions.Key Requirements:
- Strong understanding of listing regulations, SEBI guidelines, and exchange-related compliance frameworks.
- Proven experience in handling corporate actions, listing operations, and dealing with regulatory authorities.
- Exceptional documentation and communication skills.
- Ability to manage multiple stakeholders and operate in a fast-paced, regulated environment.
- Attention to detail, proactive approach, and strong organizational skills.
Educational Qualifications & Experience:
- Education: Graduate/Postgraduate in Commerce, Finance, Law, or related fields.
- Experience: 2 -8 years of relevant experience in listing compliance, preferably within exchanges, financial institutions, or regulatory bodies.
experience
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