- Manage end-to-end depository operations of CDSL including account opening, demat/remat, pledge, transmission, corporate actions, settlement, and reconciliations.
- Ensure smooth functioning of daily depository activities in line with SEBI, CDSL regulations and internal policies.
- Monitor and supervise timely execution of settlements and client instructions.
- Maintain proper records, reconciliations, and MIS reports for audit and compliance purposes.
- Coordinate with NSDL/CDSL, clearing corporations, and regulators on operational and compliance matters.
- Ensure system controls, risk management, and client data confidentiality.
- Review and enhance depository-related processes for operational efficiency and regulatory adherence.
- Ensure strict adherence to SEBI, CDSL circulars, guidelines, and bye-laws.
- Prepare, review, and file periodic compliance reports, returns, and submissions to Depositories and SEBI.
- Assist in internal and external audits, inspections, and regulatory reviews.
- Maintain updated knowledge of regulatory developments, circulars, and guidelines impacting depository operations.
- Implement internal controls and compliance monitoring systems to ensure regulatory compliance.
- Conduct periodic checks to verify adherence to KYC, AML, and regulatory standards.
